supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
. EUROPEAN COMMISSION PRINCIPLES OF PUBLIC OVERSIGHT DIRECTIVE 2006/43/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL OF 17 MAY 2006 CHAPTER VIII Article 32 Principles of public oversight 1. Member States
authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
operation; (7) Every delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
has arranged an efficient disclosure system to ensure that the material information on REIT has been disclosed correctly and completely, and REIT manager has supervised the compliance with such
รเงินจนถึงขั้นลม้ละลำย ประเทศสมำชิกตอ้งด ำเนินกำรตำม กระบวนกำรลม้ละลำย (Bankruptcy proceeding) ต่อกิจกำรดงักล่ำวตำม Directive ท่ีก ำหนดไวส้ ำหรับ กิจกำรประเภทนั้น ๆ และในกรณีท่ีเป็นธุรกิจสถำบนักำรเงิน
of March as per the Ministry of Education’s directive. Food Business International catering business by Epicure Catering (ECC) has been ceased operation since February (in Vietnam) and March (in
Changes in Computer Systems relating to Trading Services with respect to Derivatives __________________ Clause 27 To ensure that the overall business operation of a derivatives exchange is supervised in an
said acts; (3) a provision of law, rule, by-law, notification or directive under law on derivatives or law on trust for transaction in the capital market which is considered that the alleged person has