supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
; - 9 - SEC Classification : ใชภ้ายใน (Internal) (2) Shareholding diagram of the group of companies that identifies the shareholding proportions and the voting rights (if different from the shareholding
group assigned by the board of directors; (2) establish risk management measures which are sufficient to effectively prevent and manage risks in different areas; (3) regularly review said policy framework
with different guideline, should it be able to demonstrate to the Office that such guideline provides for appropriate and effective operating system with acceptable standard. The guideline for the
authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
Discussion and Analysis for the period 3 months September 30, 2017. as follows:- Million Baht By Consolidation method The Company Q3/2017 Q3/2016 Q3 Different Q3/2017 Q3/2016 Q3 Different Sales and service
Analysis for Year Ended December 31, 2017 as follows:- Consolidation Financial Statement (MB) The Company (MB) 2017 2016 Different 2017 2016 Different Sales and Service Income 4,731 3,713 1,018 27% 4,190
Analysis for the period 3 months March 31, 2018 as follows:- (Million Baht) Consolidation Financial Statement The Company Q1/2018 Q1/2017 Different Q1/2018 Q1/2017 Different Sales and service income 1,046.66
Analysis for the period 3 months June 30, 2017 as follows:- Million Baht By Consolidation method The Company Q2/17 Q2/16 Q2/Different Q2/17 Q2/16 Q2/Different Sales and service income 1,037 856 181 21% 907
assigned by the board of directors; (2) establish risk management measures which are sufficient to effectively prevent and manage risks in different areas; (3) regularly review said policy framework and risk