” means an analysis of data relating to securities, for the purpose of giving advice or publishing, whether directly or indirectly, on the value of securities or suitability of investment relating to such
the material facts of any data stated in this form or the form of curriculum vitae certification (form 104- 2/Or Por 24-2) have been changed, the company shall inform the Office within seven days from
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
”3 means an analysis of various data relating to securities to be used in advising or disseminating, whether directly or indirectly, on the value of securities or the suitability of investing in such
securities; “analysis of investment in securities”3 means an analysis of various data relating to securities to be used in advising or disseminating, whether directly or indirectly, on the value of securities
role so assigned; (5) have procedures to monitor and supervise business conduct and behaviour of staff in order to examine and prevent the conduct or behaviour which may cause: (a) negative image to the
to remain fit and proper for the role so assigned; (5) have procedures to monitor and supervise business conduct and behaviour of staff in order to examine and prevent the conduct or behaviour which
: (1) system assets, i.e., computer network, system software, application software, and information systems; (2) equipment assets, i.e., computers, equipment, data recorders, and other equipment; (3