B.E. 2546 (2003) prescribes that the form and terms of derivatives contracts to be traded on the derivatives exchange shall be approved in material substance by the SEC Office; therefore, by virtue of
according to the principles of the Notification of the Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives Businesses. Division 3 Substance of Provisions
accurately on the matter of substance concerning to the financial position, operating result and cash flow of the Company. 13. Other Information that may significantly affect the decision of the Company’s
clients An intermediary shall pay due regard to the information needs of its clients, and communicate information to them in a way which is clear, not distortion and not misleading; (11) clients
due regard to the information needs of its clients, and communicate information to them in a way which is clear, not distortion and not misleading; (11) clients’ relationships of trust An intermediary
, and complete data processing which satisfies the need of the users, and it shall communicate the development or change to all concerned persons for acknowledgement in order to be able to operate it
communicate among relevant persons either inside or outside companies Companies shall determine methods and channels for communication, a list of relevant persons either inside or outside companies, responsible
ไม่มีประเดน็ 2. การแก้ไขแบบรายงาน บ.ล. 2 และ บ.ล. 2/1 2.1 ร่างแบบรายงาน บ.ล. 2 (รายงานฐานะการเงนิ) (1) การก าหนดให้ธรุกรรมที่มี substance เดียวกันกับธุรกรรม reverse repo รวมแสดงในรายการ “หลักทรพัย์ซื้อโดย
obtaining an approval according to this Notification, but there is a certain fact indicating that the purpose or the substance of such offering is to avoid any provisions of the law on securities and