(UNOFFICIAL TRANSLATION) Factsheet Form: Structured Notes and Explanation Factsheet Information as of [day/month/year] 1 * II means institutional investors. HNW means high net worth investors. 1
. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and
after transaction date วิธีท ารายการ3 Method of transaction ท ารายการผา่น บล. …….. Transaction executed by (Specify broker’s name) หากเป็นการซ้ือขาย หลกัทรัพย ์ โดยวางหลกัประกนั ให้ระบุดว้ย 4 (Specify
: (1) “bond” means a secured bond, an unsecured bond, a convertible bond, a structured note or a subordinated bond, whether or not the issuer provides a bond holder representative; (2) “secured bond
other countries; 8 (2) restrictions or risks related to currency exchange, method of subscription, clearing and settlement, method of transfer, including the information specified in Clause 17(2). The
Specific Characteristics ______________________ Division 1 Mutual Fund Investing in Derivatives or Structured Notes _________________________ Clause 16 The provisions hereunder shall apply to the following
”, “registration statement”, “bill”, “short-term bill”, “high net worth investor”, “institutional investor”, “short-term bond” and “structured note” shall have the same definition given to them under the
", "institutional investors", "executives", "controlling person", "short- term bonds" and "structured notes" shall have the meaning given to them under the Notification of the Securities and Exchange Commission on
worth investor”, “institutional investor” , “structured notes”, and “short-term bond ” shall have the same meanings as defined in the Notification of the Securities and Exchange Commission concerning
mutual fund’s assets (inception date) respectively, through the performance measurement method as stipulated in the Notification of the Capital Market Supervisory Board Re: Rules for Management of Retails