Bangkok, August 14, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the streamlining of structured notes regulations to boost
), as per the specified legal procedures, passed a resolution requiring Zipmex to rectify its operations within 15 days regarding the failure to manage its business and personnel properly, adequately and
The SEC has informed digital asset investment consultants and digital asset fund managers who have been operating such businesses since before 27 November 2020 and would like to continue such business operation that they are required to apply for the respective licenses with the SEC by 24 February 2021. For more information and inquiries, please contact SEC Help Center at Hotline 1207, press 9556, 9935, 9822 or 6076. The criteria for considering whether or not a person operates any of the...
executives to clarify or disclose additional information within a specified period and suspend the approval of the issuance of the structured notes, or suspend the offer for sale of the structured notes until
(UNOFFICIAL TRANSLATION) Factsheet Form: Structured Notes and Explanation Factsheet Information as of [day/month/year] 1 * II means institutional investors. HNW means high net worth investors. 1
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Gold Fund,Structured Note Fund,Specific Fund
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Structured Note Fund,Specific Fund | Offering Date : 21/03/2013 - 28/03/2013
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 12/11/2007 - 22/11/2007
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 13/09/2011 - 19/09/2011