Provision ____________________ Chapter 1 Scope of Applicability ____________________ Clause 4 The regulations on structured notes is under two separate parts due to the combined characteristics of the bonds
. General risks: Specify the general risks relating to the offer of the structured notes for sale and indicate that the details appear on page ......... under heading............... of the prospectus, for
; “derivatives exchange” means the derivatives exchange established under the Derivatives Act B.E. 2546 (2003); “derivatives clearing house” means the derivatives clearing house established under the Derivatives
”, “registration statement”, “bill”, “short-term bill”, “high net worth investor”, “institutional investor”, “short-term bond” and “structured note” shall have the same definition given to them under the
", "institutional investors", "executives", "controlling person", "short- term bonds" and "structured notes" shall have the meaning given to them under the Notification of the Securities and Exchange Commission on
of the public limited company. (5) an offer for sale of structured notes under the Notification of the Capital Market Supervisory Board concerning Application and Approval for Offer for Sale of
exchange, promisory notes, bonds and debentures but excluding structured notes and debenture imposing obligation on debenture holder. In case the remaining time to maturity of the debt instruments under
case where the registration statement has become effective, the offer for sale of structured notes under the registration statement is eligible for unlimited issues, provided that the offering period of
in the category of debentures, convertible debentures, structured debentures or sukuk offered for sale to the public and securities underwriter under Clause 5 or persons under Clause 6 may, under the