(UNOFFICIAL TRANSLATION) Factsheet Form: Structured Notes and Explanation Factsheet Information as of [day/month/year] 1 * II means institutional investors. HNW means high net worth investors. 1
and enforcement mechanisms. However, the measures set forth in the IOSCO CRA Code are not intended to be all-inclusive: CRAs and regulators should consider whether or not additional measures may be
. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and
Code should receive the full support of CRA management and be backed by thorough compliance and enforcement mechanisms. However, the measures set forth in the IOSCO CRA Code are not intended to be all
”, “registration statement”, “bill”, “short-term bill”, “high net worth investor”, “institutional investor”, “short-term bond” and “structured note” shall have the same definition given to them under the
Specific Characteristics ______________________ Division 1 Mutual Fund Investing in Derivatives or Structured Notes _________________________ Clause 16 The provisions hereunder shall apply to the following
worth investor”, “institutional investor” , “structured notes”, and “short-term bond ” shall have the same meanings as defined in the Notification of the Securities and Exchange Commission concerning
เรื่อง ระบบงานและการรายงานเกี่ยวกับการท าธุรกรรมของ กองทุนรวมเพื่อผู้ลงทุนสถาบันหรือผู้ลงทุนรายใหญ่พิเศษ ลงวันที่ 20 กุมภาพันธ์ พ.ศ. 2560 3. แนวทางปรับปรุงแบบรายงาน 2. เปา้หมายที่ต้องการบรรลุ (Intended
and collection of adjoining land from external parties to ensure that the land is large enough to construct the intended office, as a result, the Executive Board’s Meeting No. 13/2017, held on October
) 30 9 million Baht Board of directors: 3 directors from ABN and 2 directors from SPI, in total of 5 directors Source of fund: Internal cash flow Business benefit The JV is intended to develop the fibre