any) as specified in the registration statement form for offer for sale of structured notes (“filing form”). 10. Interest payment: period and the interest payment date: Specify the interest payment
the filing date of the application for an 17 offer for sale of structured notes, the applicant shall not have any of the following characteristics: (a) having a record of contravening a regulation or
อํานวยความสะดวกใหผูออกหุนกูสามารถออกและ เสนอขายหุนกูไดคลองตัวข้ึน 4 1.1 การจัดกลุมผูลงทุนรายใหญ และผอนปรนเกณฑการเสนอขายผูลงทุนสถาบัน 4 1.2 อนุญาตใหผูไดรับอนุญาต shelf filing สําหรับการ
Notification of the Capital Market Supervisory Board No. Tor Jor. 19/2561 Re: Filing of the Registration Statement for an Offer for Sale of Debt Securities (No. 13) dated 17 January 2018 (effective on 1 April
Market Supervisory Board concerning Application and Approval for Offer for Sale of Structured Notes, the application shall be filed on an issue basis only. Clause 25 In filing the application for an offer
”, “registration statement”, “bill”, “short-term bill”, “high net worth investor”, “institutional investor”, “short-term bond” and “structured note” shall have the same definition given to them under the
worth investor”, “institutional investor” , “structured notes”, and “short-term bond ” shall have the same meanings as defined in the Notification of the Securities and Exchange Commission concerning
, exchange traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting, finance and tax such as accounting standards; (d) Knowledge on assessment or
traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting, finance and tax such as accounting standards; (d) Knowledge on assessment or analysis of
company”, “executive”, “institutional investor”, “high net worth investor”, “short-term bond”, and “structured note” shall have the same definitions as given to such terms in the Notification of the