Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system

Miss Saranya Vejakul Miss Saranya Vejakul, Chief Financial Strategy and Resources Management Officer, who is responsible for the operation of Krungthai Bank Public Company Limited ("KTB"

asset exchange and a digital asset broker, did not provide management structure, operating system and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.94 in

Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide a structure for managing, the work system including

Mr. Surawut Sukcharoensin Mr. Surawut Sukcharoensin while serving as Director, Executive Director, and Chief Strategy Officer of L.P.N. Development Public Company Limited (“LPN”), knew or possessed

Miss Nawarat Sukcharoensin Miss Nawarat Sukcharoensin, in collaboration with her brother (Mr. Surawut Sukcharoensin who was Director, Executive Director, and Chief Strategy Officer of L.P.N

Mrs. Malatee Sukcharoensin Mrs. Malatee Sukcharoensin, the mother of Mr. Surawut Sukcharoensin (who was Director, Executive Director, and Chief Strategy Officer of L.P.N. Development Public Company

Mr.Chai Sophonpanich Mr.Chai Sophonpanich (“Mr.Chai”) , then chairman and chief executive officer of Bangkok Insurance Public Company Limited ("BKI"), proposed a dividend payment plan for

possessed material non-public information regarding: (1) the company’s approval to sell ordinary shares of its subsidiary to Plan B Media Public Company Limited (PLANB), and (2) the company’s plan to buy

Chaichanajarak, (4) Mr. Nontawat Dhanasuwiwath, colluded to purchase Panacee Grand Hotel Roemerbad (Panacee) in Germany at a significantly higher price than the appraised price based on the market approach. They