Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system

for the decision-making on investment or using the service such as the clients’ assets investment scheme, the risks of ZipUp+ program and the conflict of interest together with relationship among Zipmex

inconsistency with normal market condition. The scheme was aided or abetted by Mr. Prayuth Lertpinyopap, Miss Karuna Kaewmanee, and five other persons who agreed to enter the settlement. The accused escaped

volumes, causing inconsistency with normal market condition. The scheme was aided or abetted by Miss Karuna Kaewmanee, and five other persons who agreed to enter the settlement. The accused escaped. SEC

Marnfah Group Company Limited Marnfah Group Company Limited ,by the authorized director Ornpaphat Chantarasaka , had solicited the public to make an investment with the company based on a scheme of

Miss Ornprapat Junsakha Miss Ornpaphat Chantarasaka , the authorized director of Marnfah Group Company Limited , had solicited the public to make an investment with the company based on a scheme

launder money causing damages to ADAM even though it was known at that time that Kitha was being investigated by the National Anti-Corruption Commission (“NACC”) on a case relating to rice-pledging scheme

known at that time that Kitha was being investigated by the National Anti-Corruption Commission (“NACC”) on a case relating to rice-pledging scheme and Kitha was not qualified to be a listed company in

asset exchange and a digital asset broker, did not provide management structure, operating system and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.94 in

Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide a structure for managing, the work system including