Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system

NEP Realty and Industry Public Company Limited NEP Realty and Industry Public Company Limited (“NEP”) had duties to prepare and submit a financial statement for Q1/2023 through the transmission

NEP Realty and Industry Public Company Limited NEP Realty and Industry Public Company Limited (“NEP”) had duties to prepare and submit the Interim Management Discussion and Analysis (“MD&A”) for

Electronics Industry Public Company Limited Electronics Industry Public Company Limited, a securities issuer, prepared and submitted the inaccurate financial statements for Q1/ 2016 ended March, 2016

Mr.Bee Taechaubol Electronics Industry Public Company Limited, failed to prepare and submit the financial statements for the year 2014, the annual registration statement for the year 2014(Form 56-1

asset exchange and a digital asset broker, did not provide management structure, operating system and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.94 in

Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide a structure for managing, the work system including

Ms. Paweena Laowiwatwong Ms. Paweena Laowiwatwong, president and chairman of the executive board of The Union Mosaic Industry Public Company Limited (UMI), agreed or conspired with twelve other

Mrs. Punnaporn Laowiwatwong Mrs. Punnaporn Laowiwatwong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited

Ms. Warunya Laowiwatwong Ms. Warunya Laowiwatwong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI