Control Board (NCB), etc. In the case where no wrongdoing is detected, the SEC Office will not store such data; Data for authentication from the Department of Administrative Affairs which will be stored in
stored together with evidence to prove that the asset belongs to a particular member or a client of a particular member without a doubt. Clause 53 In taking the actions under Section 51 and Section 52, a
form and is of opinion that: (1) the claimant has completely and accurately submitted the filing form under Clause 7 and has deposited the full amount of the arbitrator’s fee under Clause 32, the Office
assigned by the Office has examined the dispute filing form and is of opinion that: (1) the claimant has completely and accurately submitted the filing form under Clause 7 and has deposited the full amount