Bangkok March 29, 2011 ? The SEC files complaint against Apichart Rungruengacheeva (formerly Wisit Kanjanopas), Ratchanee Panich, Krisda Kulvivat, and Preecha (last name not known) with the
Bangkok, March 9, 2015 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against Quantum Benchmark Corporation, Globalview Consulting Co.,Ltd., Arya Payungvivattanakul, a managing director of Globalview Consulting Co.,Ltd., Ruangrit Pansiri and Aroonvadee Kittikasemsak for jointly operating unlicensed securities businesses. Following suspicious report, the SEC probed into the case and found that the said companies and persons, without ob...
Bangkok, December 12, 2012 ? The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against Somchit Bosereewong, CEO and Director of Singha Paratech PLC (SINGHA) for falsifying the company?s documents and accounts in violation of Section 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The SEC?s finding indicated that Somchit proceeded or permitted another to falsify documents and make false entries of revenues from sales in SINGHA?s 2007 financ...
Bangkok, November 30, 2011 - Following the investigation on {X1} Co., Ltd. in response to the evidences indicated that the company had operated unlicensed derivatives business, the SEC found that during July 2009 until now, {X1} Co., Ltd. has falsely represented to the general public by advertising the company on the webboard relating to investment and on the website as gold futures trading agent for the company in Hong Kong SAR, who provides services of gold futures contracts trading. The comp...
The criminal complaint was filed against Mr. Sompote Ahunai and Mr. Amorn Sapthaweekul, directors and executives of EA and EA’s sole subsidiaries with 99.99 percent shareholding (i.e., EA Solar Nakhonsawan Co., Ltd. and EA Solar Lampang Co., Ltd.), and Mr. Pornlert Techarattanopas. In this case, facts and evidence appeared, leading to the consideration that during the years 2013 – 2015, the three individuals colluded to commit fraudulent acts in the procurement of equipment from foreign supplier...
Bangkok, April 29, 2011 ? The SEC has filed another criminal complaint against Wichai Chaisathaporn, former chairman and president of Nippon Pack (Thailand) Plc. (NIPPON), with the Department of Special Investigation (DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he was in charge of the company?s operation and asset management. Previously on May 27, 2010, the SEC...
Bangkok, April 29, 2011 - The SEC has filed another criminal complaint against {A}, former chairman and president of Nippon Pack (Thailand) Plc. (NIPPON), with the Department of Special Investigation (DSI) on account of misappropriating approximately 57.7 million baht of the company assets and falsifying documents and recording false accounting information during 2009-2010 while he was in charge of the company's operation and asset management. Previously on May 27, 2010, the SEC filed a complain...
files criminal complaint on the grounds of suspicious disclosure of false information and/or embezzling or siphoning, shall be deemed to have untrustworthy characteristics under Clause 3 in conjunction
Bangkok, March 11, 2015 - The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against four persons for jointly falsifying documents causing Professional Waste Technology (1999) Plc. (PRO) to make incorrect and inaccurate accounting records from Q2/2006 to Q1/2009 concerning loans to other parties, investment in aluminum processing project, and the purchase of machinery for plastic waste fuel refinery project. The said persons were {A}, {B} and {C}, ex-directors...
Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing information, in materiality. In this regard, the SEC also filed a criminal complaint against {A} with Thai Royal Police for imparting false statement to the competent officer.Following the SEC investigation to gather information in a case of using inside information to purchase shares of a listed comp...