as listed securities on the Stock Exchange of Thailand unless the offering is made by an ASEAN company whose shares have been traded or are purposed to be traded on any securities exchange of an ASEAN

issues the following regulations: Clause 1 The Notification of the Capital Market Supervisory Board No. TorThor. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a

. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ETF” means ETMF or foreign

financial institution under the Law on Loan Interests of Financial Institutions; “Stock Exchange” means the Stock Exchange of Thailand under the Law on Securities and Exchange; “SEC Office” means the Office

Securities and Exchange Commission No. Sor Yor. 12/2548 Re: Application for Approval of Form and Terms of Derivatives Contracts Traded on Derivatives Exchange ______________________ Whereas the Derivatives Act

public offering of newly issued shares by a foreign company whose shares have not been traded on any foreign exchange, in order to [i] have such shares listed on the Stock Exchange of Thailand or [ii

plan to be listed on foreign securities exchange; (6) investment units of foreign off-exchange traded mutual funds that have investment policy in securities in (1) (2) (3) (4) (5) or (7) or; (7) any

the forms prescribed herein: “depositary receipt” means a depositary receipt representing foreign securities; “foreign securities” means securities traded on the foreign stock exchange; “unit of foreign

: “foreign ETF” means collective investment scheme in the category of exchange- traded fund established under law of foreign jurisdiction; “home exchange” means exchange in foreign jurisdiction where units of

, the SEC promulgates regulations as follows: Clause 1 In this Notification: (1) “foreign ETF” means collective investment scheme in category of exchange-traded fund established under law of foreign