, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code of conduct specified by
service from any service providers, such service providers shall have financial stability with capability and readiness to provide service and comply with rules specified by the SEC or the Office and code
broker shall be deemed to have the permission to use back office service from the Office, if the service providers are as follows; (1) The Stock Exchange of Thailand; (2) Limited company or Limited public
follows; (1) The Stock Exchange of Thailand; (2) Limited company or Limited public company established by the Stock Exchange of Thailand and holds shares not less than seventy five percent of total sold
Commercial Code in a general case or to the general public; (d) news and information related to the provision of services to service users. Clause 5 The SEC Office shall examine the qualifications of the
strengthened steadily against the US Dollar. Nonetheless, highly volatile global markets and US stock market corrections may affect capital movements and the Baht trend. Other downsides also include European
security as well as supervise, monitor and examine compliance with such policies, measures, and operating systems, and review the suitability thereof regularly; In the interest of meeting the aforesaid
the policy, law including the standard and code of ethics by promoting compliance culture to strengthen confidence of client and the industry. Guidelines 1. The management should arrange to have
Ref.No.IVL006/05/2018 14 th May 2018 President The Stock Exchange of Thailand Subject: Acquisition of Equity stake in Avgol Industries 1953 Ltd., Israel The Board of Directors’ Meeting No. 3/2018 of Indorama
role so assigned; (5) have procedures to monitor and supervise business conduct and behaviour of staff in order to examine and prevent the conduct or behaviour which may cause: (a) negative image to the