SECURITIES AND EXCHANGE COMMISSION TranslatED Version codified up to No.15 as of April 8, 2015 Readers should be aware that only the original Thai text has legal force and that this English

SECURITIES AND EXCHANGE COMMISSION TRANSLATED VERSION codified up to No.15 as of April 8, 2015 Readers should be aware that only the original Thai text has legal force and that this English

following matters: (a) disseminating and sending information of foreign ETF to relevant persons, for example governmental organization or authority, the Stock Exchange of Thailand or unit holders of foreign

financial institution regulated by the SEC, audit firm with the SEC approved auditor and the Stock Exchange of Thailand (SET) or its subsidiary whose shares are held by the SET at least 75%, business operator

acquisition or disposition of securities as specified in Section 246 of the Securities and Exchange Act B.E 2535 (1992) (a so-called every  five percent report) and rules on an investment of the funds in

Draft Prospectus and Reporting of the Sale of Non-Voting Depository Receipt by the Subsidiary Company of the Stock Exchange of Thailand (No. 2)

sentenced Prachai Leophairatana and Chienchuang Kalayanamitr each for a 3-year imprisonment and ordered Stern Stewart & Co. (Thailand) Ltd. and TPI Polene Plc. (TPIPL) each to pay a fine of 6,900,300,000 baht

units and new investments. However, transfers of LTF units can only proceed once the registration of each Thai ESGX has been completed.” Investors can learn more about Thai ESGX by reviewing the fund

, the SEC has cooperated with and obtained support from the relevant organizations including the AMLO and the Stock Exchange of Thailand (SET). The filing of a criminal complaint is just the

13/02/2020 5.8926 0.9036 4.989   246002552002-1 HUMAN CAPITAL RESEARCH AND MANAGEMENT COMPANY Disposition Stock 5.892 5.892 0 09/12/2019 5.892 5.892 0   246001961912-1 HUMAN BTS GROUP HOLDINGS PUBLIC