descending order by the probability of occurrence of the risks and significance of their effects; (9) information about administration and management of the mutual fund; (10) warnings about the mutual fund; 1
on warnings about investing in investment units shall include at least the following information: (1) The warning that “The review of the draft prospectus of the offering of investment units of the
: Website: Contact person: Email: CIS operator is under the supervision of: Name of local representative: Contact person: Email: Name of local intermediary: Contact person: Email: Warnings: An investor
paid up; “Stock Exchange” means the Stock Exchange of Thailand; “related person” means the related person under the Notification of the Capital Market Supervisory Board concerning the Related Party
warnings and recommendation for investment in investment units section that the investors can examine the guidelines for the exercise of voting rights as well as the implementation of the exercise of voting
[day/month/year] 2 Sequence of debt repayment in the case of the bankruptcy or the dissolution of the issuer. Characteristics and Conditions on Returns (principal/interest) Important Warnings Special
person: Email: Warnings: An investor considering the purchase of units of foreign collective investment schemes should understand the concept and principles of the foreign collective investment schemes. If
_____________________ ) Form 69 – CIS material update (effective date on _____________________ ) Form 69 – CIS material update (effective date on _____________________ ) Warnings: An investor considering the purchase
operator: Name of local representative: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Warnings: An investor considering the purchase