issued or offered for sale in Thailand, unless otherwise prescribed by the SEC Office; (2) being an outbound product under the supervision of any of the following regulators and the trading of the outbound
securities trading center by virtue of such laws and governed by government agencies or securities regulators (regulated exchange); “Allotted quota” means quota of foreign securities or derivatives investment
which can be issued or offered for sale in Thailand, unless otherwise prescribed by the SEC Office; (2) being an outbound product under the supervision of any of the following regulators and the trading
(12) clients’ asset An intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with relevant
intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with relevant regulators in utterly cooperative way
primarily comply with its rules or the rules of the securities regulator of such recognized country (home regulators). Clause 7 In case of any of the following circumstances, the Stock Exchange of Thailand
Audit Regulators IOSCO หรือ European Commission ต่างก็ให้ความส าคัญกับเร่ือง ความเป็นอิสระของผู้ท าหน้าที่ก ากับดูแล โดยมีข้อก าหนดที่ชัดเจนว่า หน่วยงานก ากับดูแลผู้สอบบัญชี ที่จะได้รับการยอมรับว่ามี
Stock Exchange of Thailand Reference: Letter No. OP. 435/ 2019 dated 12 December 2019 on the entering into the Conditional Share Purchase Agreement for the acquisition of a majority shareholding in PT
Finance’s purview has already had independent director in accordance with the regulations of such regulators, it shall be deemed that the intermediary has had the independent director in accordance with this