number 3. Experience in capital markets Are you currently allowed by law to audit the financial statements of the public interest entities whose shares are traded in the main board of the foreign stock
which can be issued or offered for sale in Thailand, unless otherwise prescribed by the SEC Office; (2) being an outbound product under the supervision of any of the following regulators and the trading
such services; (12) clients’ asset An intermediary shall arrange adequate protection for clients’ assets when it is responsible for them; (13) relations with regulators An intermediary shall deal with
already had independent director in accordance with the regulations of such regulators, it shall be deemed that the intermediary has had the independent director in accordance with this Notification. In
in cases of investor contacts who have been approved on the basis of such status; 3.1 Being an investor contact approved or registered by regulators of foreign capital markets accepted by the Office on
concerning the Determination regarding Definition of Institutional Investor and High Net Worth Investor . “ client ” means user of an intermediary ’s services. “ Stock Exchange ” means the Stock Exchange of
International Forum of Independent Audit Regulators (IFIAR) หรือ European Commission (EC) (ข) ผู้สอบบัญชีต่างประเทศที่อยู่ภายใต้การกำกับดูแลของหน่วยงานอิสระที่ ทำหน้าที่กำกับดูแลผู้สอบบัญชีในประเทศที่ได้รับผลการ
demonstrating a comparison between the laws and regulations of Home and Host regulators relating to management of NRI CIS ( issued by CIS Operator ) 9. A fee of THB100,000 (VAT exclusive) payable in the form of
ของหน่วยงานที่มีลักษณะใดลักษณะหนึ่งดังนี้ (ก) หน่วยงานกำกับดูแลที่มีมาตรฐานในการกำกับดูแลผู้สอบบัญชีซึ่งเป็นที่ยอมรับโดย International Forum of Independent Audit Regulators (IFIAR) หรือ European