prior to the registration of the security, and failing to adequately monitor and maintain the collateral for the bonds. SEC Act S.46 Settlement Committee Meeting No. 10/2025 Settlement Committee
collateral. Furthermore, BAY failed to monitor and oversee the collateral while it was under its care. Such actions constitute a violation of Section 300 in conjunction with Section 46, which is subject to
through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board on February 29, 2024. However, the audited financial
transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board on May 15, 2024. However, the reviewed financial statements for Q1
Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock
interim management discussion and analysis through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board on
report for the year 2023 (Form 56-1 One Report) through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board on
report for the year 2024 (Form 56-1 One Report) through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board on
(1) driving the PK stock price upward, (2) obstructing others' purchase orders by placing orders at multiple price levels and (3) driving up the opening or the closing prices by placed orders
activities included (1) driving the TKT stock price upward and (2) obstructing others' purchase orders by by placing orders at multiple price levels, consequently misleading the public regarding the price