JAS stock noticeably increased and Mr. Soraj gained undue benefits from selling the JASH16 Futures he had bought. SEC Act S.89/7 and Section 89/10 and Section 89/11 Settlement Committee Meeting No

Navista Global Markets Ltd. Navista Global Markets Ltd. (Navista) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The

GISP Ltd. GISP Ltd. (GISP) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The company contacted and solicited the public

futures trading agent. The company contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com to

Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock

(1) driving the PK stock price upward, (2) obstructing others' purchase orders by placing orders at multiple price levels and (3) driving up the opening or the closing prices by placed orders

activities included (1) driving the TKT stock price upward and (2) obstructing others' purchase orders by by placing orders at multiple price levels, consequently misleading the public regarding the price

included (1) driving the PROS stock price upward , (2) obstructing others' purchase orders by placing orders at multiple price levels and (3) driving up the opening or the closing prices by placed

Commission or the Stock Exchange of Thailand. Such disclosures must not contain false statements or conceal material facts that should be disclosed. However, JKN disclosed and disseminated its financial

discussion and analysis for the year 2020 through the transmission system of the Stock Exchange of Thailand as prescribed by the Notification of the Capital Market Supervisory Board. The rectified audited