in an audiovisual format in a bid to respond to the changing behaviors of investors, who tend to use the Internet more as a channel to receive information and do not spend as much time on reading
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
=system_name%3APublic%20Hearings&fq=key_filetype%3Apdf&start=0&rows=10 1 - 8 of 8 results Sort by: Relevance Date (Newest) Date (Oldest) Annual Report 2001 Annual Report 2001 A N N U A L R E P O R T 2 0 0 1 S E
securities and exchange; “Stock Exchange” means the Stock Exchange of Thailand according to the law on securities and exchange; “board of directors” means the board of directors of a securities clearing house
undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on Stock Exchange: The proposed revisions include (1) granting the power to approve the rules on securities
Asia: Taking Corporate Governance to a Higher Level disclosure process, including submission and dissemination of financial and non-financial information by electronic means. Where stock exchanges and
company has a duty to disclose information to SET according to the regulations of the Stock Exchange of Thailand No. Bor. Jor. / Por. 11- 00 Re: Rules, Conditions and Procedures Governing the Disclosure of
Commission No. OrNor. 7/2547 Re: Arbitral Process (No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling
: Arbitral Process (No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund
(No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund supervisor; (4) a