Statements [ ] Any documents relevant to the registration statement that contains the update statement (the latest version) (please specify) ______________________________________________ [ ] 2. Certification
) printed documents containing the same information as the draft prospectus submitted to the SEC Office and presenting the following statements on the outside front cover page of the document thereof: (a) the
units of foreign collective investment scheme Form 69 – CIS material update [ ] 1. The Update Statements [ ] Any documents relevant to the registration statement that contains the update statement (the
statements in documents, or aiding or abetting the commission of offences regarding accounts or documents pursuant to Section 312 of the Securities and Exchange Act B.E. 2535 (1992) or Section 148 of the
as from the date of submission of complete and accurate application, other documents and evidence. In considering the application, the Office may summon the applicant to give statements or submit
applicant to give statements or submit additional documents and evidence within the period specified by the Office. The Office shall deem that the applicant no longer wishes to seek an approval to become a
Funds and Trusts ________________ Chapter 1 Rules on Preparation of Financial Statements and Supplementary Documents ________________ Clause 11 The quarterly and annual financial statements of mutual
) an offence regarding documents or accounts such as falsifying documents, using or referring to falsified documents, informing the competent officer to record false statements in documents, or aiding or
statements that: a. “The documents for public inspection are available for inspection throughout the duration of the program.”; b. “Form 69-BASE-FD, as well as form 69-Supplementary-FD issued since form 69
Information of Securities Issuers) G. Others A. On the front cover of the registration statement, provide statements that: a. “The documents for public inspection are available for inspection throughout the