GISP Ltd. GISP Ltd. (GISP) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The company contacted and solicited the public

Navista Global Markets Ltd. Navista Global Markets Ltd. (Navista) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The

Mr. Supawit Sootisong Mr. Supawit Sootisong, the director of GISP Ltd. (GISP) operated derivatives business without license under the name of GISP by representing GISP to the general public as a gold

” with the intention of convincing the public to invest in derivatives offered by him with gold or an industrial group indices as the underlying commodities, and he has received benefits from investors

MR. PASU WACHIRAPONG - for more details please see SEC news No. SEC Act (the fifth amendment) Section 244/3 in conjunction with 244/5 in conjunction with Section 83 of the Penal Code Civil Action

MR. AKARAT VANARAT - for more details please see SEC news No. SEC Act (the fifth amendment) Section 244/3 in conjunction with 244/5 in conjunction with Section 83 of the Penal Code Civil Action

Mr. Richard Dunston Malpass Mr. Richard Dunston Malpass (“Mr. Malpass”), resided in Thailand, solicited foreign investors to make investment in mutual fund based on his advice for the sake of tax

submit the audited financial statement in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the reviewed financial statement

Bitkub Online Company Limited Between August 27, 2023 and September 30, 2023, Bitkub Online Company Limited (“Bitkub”), a digital asset exchange, did not keep customers' digital assets in

; digital assets in accordance with the notification of the SEC for 8 days. In this regard, TDX did not deposit customers' digital assets with digital asset depository service providers and keep the