overseas: (1) Government Pension Fund; (2) Social Security Fund; (3) Life insurance companies; (4) Commercial banks; (5) Banks established under specific laws; (6) Securities companies for the management of
derivatives contracts overseas: (1) Government Pension Fund; (2) Social Security Fund; (3) Life insurance companies; (4) Commercial banks; (5) Banks established under specific laws; (6) Securities companies for
@sec.or.th 2 ตามท่ีส านักงานได้มีนโยบายสนับสนุนให้เกิด independent investment advisor (ซึ่งมีความอิสระจากผู้ออก product) ที่ช่วยให้ค าแนะน าการลงทุนที่เหมาะสมกับผู้ลงทุนแต่ละราย (specific advice1) ซ่ึงสอดคล้อง
FACTORS 1. The registration statement shall prominently disclose risk factors that are specific to the issuer and its industry and had materially affected or could materially affect, directly or indirectly
” means any retail fund and mutual fund for accredited investors; 2“retail fund” means a mutual fund that is intended to offer investment units for sale to investors in general and not restricted to offer
which the debt securities are listed and/or admitted to trading, or are intended to be listed or admitted to trading. In the latter case, indicate the dates on which the debt securities will be listed and
and enforcement mechanisms. However, the measures set forth in the IOSCO CRA Code are not intended to be all-inclusive: CRAs and regulators should consider whether or not additional measures may be
intended to limit the spread of COVID-19. The health and safety of our staff and customers remains our top priority. Our teams constantly evaluate the situation and use appropriate protocols to serve
risk factors that are specific to the issuer and its industry and had materially affected or could materially affect, directly or indirectly, the issuer’s financial position and results and business