lending money for purchasing securities or the lending of securities for making a short sale from the client, or pay interest on cash which the client deposits as collateral for debt repayment in a margin
match the trades (matched order) without any justifiable purposes; (8) the client deposits a significant amount of cash with securities company without a clear order on how the money will be used for
Use of Securities Business for Money Laundering and Financing of Terrorism _____________ By virtue of (1) Clause 4(2) of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543
45.5 Liquid assets consisted of cash, net interbank and money market items, claims on securities, trading securities and available-for-sale securities. As of June 30, 2018, liquid assets totaled Baht
sure for financial transactions. It provides services of transfer money between bank account and transfer money from the bank to another bank, payment for commodities, services and loans, cheque status
which the mutual fund is entitled to receive from other persons; (2) disposing of the mutual fund’s assets and converting into cash, bank deposits, or promissory notes issued by commercial banks or
) “margin account” means an account which keeps records of lending of money to a client for purchasing securities or lending of securities to a client for short selling; (3) “cash account” means an account