performance to prove that the fund manager’s responsibilities for overseeing and managing the fund as required, This is not in accordance with the work system that notifies the office before requesting to start
deficiencies in CL's system for overseeing the outsourcing of an assigned freelancer for introducing customer list. CL failed to supervise the performance of the freelancer in accordance with the assigned
Mr. Cholnatee Sopak Mr. Cholnatee Sopak, at the time of the incident serving as Assistant Managing Director of the Bondholders’ Representative Division and the person responsible for overseeing the
Dimet (Siam) Public Company Limited. On 10 February, 2020, Dimet (Siam) Public Company Limited offer for sale newly issued securities in the category of shares (Private Placement) without having
Mr. Jakkapong Jakrajutatip Mr. Jakrapong Jakrajutatip, while serving as a director and Chief Executive Officer of JKN Global Group Public Company Limited (“JKN”), was responsible for overseeing the
Dimet (Siam) Public Company Limited Dimet (Siam) Public Company Limited (“DIMET”), a listed company, had duties to prepare and submit a financial statement for Q2 year 2020 through the transmission
Dimet (Siam) Public Company Limited Dimet (Siam) Public Company Limited (“DIMET”), a listed company, had duties to prepare and submit a financial statement for Q3/2020 through the transmission system
Dimet (Siam) Public Company Limited Dimet (Siam) Public Company Limited (“DIMET”), a listed company, had duties to prepare and submit the interim management discussion and analysis) (“MD&A”) for
The Siam Commercial Bank Public Co.,Ltd The Siam Commercial Bank Public Co.,Ltd, as a securities business operator in the category of Brokerage, Trading and Distributing securities as investment