Clause 18; (3) physical and environmental security measures of equipment assets under Clause 19; (4) assess control of operating systems and information under Clause 20. Clause 15 An intermediary shall
computer network systems; 13 (5) communicate protection measures with the users and arrange for the users to sign for acknowledgement and awareness of usage risks and the guidelines to control such risks; (6
สิ่งที่ส่งมาด้วยลำดับที่ 1 1 Information Memorandum of the Acquisition of Assets (IM1) of Dimet (Siam) Public Company Limited According to the resolution of the Board of Directors’ Meeting No. 3/2018
: Date of agreement: Agreement with AEON Credit Service Systems (Philippines) Inc. is within May 2017. Contractual parties with AEONTS and its subsidiaries companies: Company Business Relationship with
responsibilities and powers, and adequate funding that is not under the control of the auditing profession, to carry out those responsibilities. Reference : https://www.iosco.org/library/pubdocs/pdf/IOSCOPD134.pdf 3
diligence; 2 (3) management and control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4) financial
control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4) financial prudence An intermediary shall
involves capital inflow or outflow, as per the forms and procedures provided by the Office in electronic systems or as per any other forms which the Office shall notify the derivatives broker in advance
for proprietary trading, which involves capital inflow or outflow, as per the forms and procedures provided by the Office in electronic systems or as per any other forms which the Office shall notify