the misuse of the client’s assets such as: 3.1 Compliance or other assigned person who will inspect and verify the movement of money and assets of the fund, and approve money and asset transferring for
identification), including the identity of the ultimate beneficial owner and the controlling person of the transactions; (2) verify the client’s identity using reliable sources of information (client verification
following:- (1) identify the client’s true identity (client identification), including the identity of the ultimate beneficial owner and the controlling person of the transactions; (2) verify the client’s
unit responsible for post- trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be a member of the Thai Bond Market Association
in value of the investment in the shares of the buyer at the same share price. The auditor has not been able to obtain sufficient and appropriate evidence to verify the gain on sale of the investment
the day of appointment, the defendant did not show up to court and did not file a lawsuit to resolve the case. The Company testified our only side of argument and the hearing was to be decided on the
witness testimony on February 22, 2017. However, on the day of appointment, the defendant did not show up to court and did not file a lawsuit to resolve the case. The Company testified our only side of บมจ
แนวทางของสมาคม enhanced KYC/CDD โดย identify & verify ตามแนวทางที่สมาคมกําหนด - รวบรวมขอมูลเพิ่ม - verify เพิ่มจากแหลงที่เช่ือถือได - การประเมินมาตรการ AML/CFT (กรณีลูกคาที่เปนสถาบันการเงินตางประเทศ
is able to show that such redemption will not affect the fund’s viability; (2)* having the term, infrastructure fund, at the end of its name and shall also contain a term specifying the category of the