According to the complaints submitted by nine investors and SEC’s further investigation, it was found that during 13 July 2015 – 13 November 2018 Napasook , an LH securities investment consultant at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false documents in order to lure the investors into believing that their subscription transactions had been e...
Management Name : Mr KHUSHROO KALI WADIA | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 15/06/2017
Management Name : Mr KHUSHROO KALI WADIA | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 25/09/2017
Management Name : Miss NISHITA SHAH | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 08/02/2018
Management Name : Miss NISHITA SHAH | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 02/04/2018
Management Name : Miss NISHITA SHAH | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 07/05/2018
Management Name : Miss NISHITA SHAH | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 08/05/2018
Management Name : Mr SHRILAL GOPINATHAN | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 09/01/2017
Management Name : Mr NISHIKANT GOVIND DESAI | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 07/07/2015
Derivative Warrants | COSC28C2210A | DERIVATIVE CALL WARRANTS ON COSCO SHIPPING HOLDINGS COMPANY LIMITED (H SHARES)(1919) ISSUED BY MACQUARIE SECURITIES (THAILAND) LIMITED LAST TRADING IN OCTOBER