securities or investment units; (3) a person who obtains derivatives business license in the category of derivatives broker whose shareholder is a commercial bank or the securities company under either (1) or
Supervisory Board issued under Section 89/1; “ major shareholder ” means the major shareholders that are deemed to be the persons with a relation under the rules of Notification of the Capital Market
ธรรมดารายใดคือ ultimate shareholder ของกิจการ หมายถึง (1) บริษัทที่ขออนุญาตเสนอขายหลักทรัพย์ที่ออกใหม่ (2) บริษัทที่ออกหลักทรัพย์ที่มีหน้าที่จัดทำและส่งงบการเงิน และรายงานเกี่ยวกับฐานะการเงินและผลการ
of derivatives brokerage whose shareholder is a commercial bank or the securities company under either (1) or (2) holding more than 50 percent of the total number of shares with voting right of such
having shareholder being person as prescribed in (1) to (13) combining hold shares exceed 75% of share which entitle to vote; (15) foreign investors having qualifications as the investor prescribed in (1
agricultural goods, which applies to the undertaking of business as: (1) a derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager. “ major shareholder ” means a
Commission hereby issues the following regulations: Clause 1 Notification of the Securities and Exchange Commission No. KorKhor. 16/2551 Re: Approval for Undertaking of Derivatives Business in the Category of
Securities and Exchange Commission hereby issues the following regulations: Clause 1 The Notification of the Securities and Exchange Commission No. Kor Khor. 16/2551 Re: Approval for Undertaking of Derivatives
) Shareholder equity in amount of……………….….………….…Baht 2. Information of prohibited characteristics: 2.1 Up to present; (1) Is a person whose name is on the black list or the list of persons whom the Stock Exchange
are major shareholders (No. 2), dated 4 April 2002, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the