Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock

newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement

, 2017. SEC Act S.246 Settlement Committee Meeting No. 1/2018 Settlement Committee Order No. 3/2018 Dated 30/01/2018

, 2019. SEC Act S.246 Settlement Committee Meeting No. 3/2019 Settlement Committee Order No. 15/2019 Dated 24/07/2019

and the draft prospectus with the SEC Office. Mr. Pairat Sampaothong failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the

ONE ASSET MANAGEMENT LIMITED|Feeder Fund | Offering Date : 08/02/2024 - 21/02/2024

ONE ASSET MANAGEMENT LIMITED|Feeder Fund | Offering Date : 30/10/2020 - 20/11/2020

ONE ASSET MANAGEMENT LIMITED|Feeder Fund | Offering Date : 21/08/2023 - 29/08/2023

ONE ASSET MANAGEMENT LIMITED|Feeder Fund | Offering Date : 15/08/2024 - 22/08/2024

ONE ASSET MANAGEMENT LIMITED|Feeder Fund | Offering Date : 27/02/2023 - 15/03/2023