account but failed to prepare and disclose report on change in her securities to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board. Mr. Sasavat later

to prepare and submit the incident which affects or is likely to affect the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the

the decision-making on investment or the change in the securities price of the company within specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 10

change in the securities price of the company within a specified period. SEC Act S.300 Settlement Committee Meeting No. 4/2018 Settlement Committee Order No. 16/2018 Dated 18/04/2018

Mr. Lertchai Vongchaisit Mr. Lertchai Vongchaisit, Director of Arrow Syndicate Public Company Limited (“ARROW”) was required to prepare and submit a report on the change in securities holdings

Mr. Tanon Tantisunthorn Mr. Tanon Tantisunthorn, Deputy Chief Executive Officer of Gulf Energy Development Public Company Limited (“GULF”) was required to prepare and submit a report on the change

for her own benefit. However, she failed to submit a report on the change in her securities holding (Form 59) in such account to the SEC Office within the period specified under the Notification of the

other information. The rectified annual registration statement for the year 2014 was later filed with the SEC Office and the SET on July 28, 2015. SEC Act S.56 and 199 Settlement Committee Meeting No

prices of any securities will increase or decrease and WHA did not notify such negotiation to the Stock Exchange of Thailand. SEC Act S.239 Settlement Committee Meeting No. 2/2016 Settlement Committee

trading of such shares to be inconsistent with the normal market condition to lure the public into the trading. SEC Act S.243(1) in conjunction with 244 and 243(2) Settlement Committee Meeting No. 2