objective in undertaking fund management business for short and long term. Objective should be set for the short-term plan and criteria/factor for evaluation of the accomplishment of the plan should be
licensee shall pay to the SEC Office a fee according to the obtained license at a rate varies based on business volume or at the fixed rates set out in this Notification. In the case where a licensee has
of fund performance has been prepared in accordance with performance measurement standards set out by the Association. The statement shall be placed after the statement under (a) and on the same page
Office prior to distribution: (1) advertisement related to estimated return; (2) advertisement related to auto-redemption rate; (3) advertisement for which the Office directs the securities company to
yield curve ตาม 2.2.2.1 หรือเส้น yield curve ของหุ้นกู้ / ตราสารหนี้อื่นที่ เทียบเคียงได้ ซึ่งมี coupon rate / credit rating / currency และ time to maturity เดียวกัน ที่มีการจัดทำขึ้นและ เป็นที่ยอมรับกัน
of derivatives broker; “derivatives contract” means a derivatives contract under Section 3 of the Derivatives Act B.E. 2546 (2003) having securities, gold, crude oil, currencies, exchange rate
to rate or value as stipulated by the Notification of the SEC Office; (9) “ securities company ” means a securities company licensed to undertake securities business in the following categories
, the debt instruments must be traded every two weeks on average and having the average turnover rate of the most recent three months not lower than 6.25 percent of the outstanding. (4) foreign debt