failure to order or act according to the duties as aresult, between November 4, 2022 and May 18, 2023, Asia Wealth as a securities broker, incomplete separation of customer assets The client’s assets are
or an act of any person or a failure to order or act according to the duties as aresult, between June 4, 2020 and May 31, 2021, Asia Wealth as a securities broker, incomplete separation of customer
trading such share which was not consistent with normal market conditions in order to lure general public to trade such share. SEC Act S.243(2) Settlement Committee Meeting No. 3/2016 Settlement
acted as follows: - 12 December 2013 to 27 November 2014 joined with other 22 persons manipulating the share price of News Network Corporation Public Company Limited ("NEWS"); - 23 June 2014
2013 to 27 November 2014 joined with other 22 persons manipulating the share price of News Network Corporation Public Company Limited ("NEWS"); - 23 June 2014 to 9 January 2015 joined with
: - 12 December 2013 to 27 November 2014 joined with other 22 persons manipulating the share price of News Network Corporation Public Company Limited ("NEWS"); - 21 March 2014 to 3 June
: - 12 December 2013 to 27 November 2014 joined with other 22 persons manipulating the share price of News Network Corporation Public Company Limited ("NEWS"); - 21 March 2014 to 3 June 2014