each customer separately from the account of its own, in accordance with the rules specified in the notification of the SEC. In cases where the derivatives business operator has advanced its own asset to
and a deficit, it shall demonstrate such items separately without setting off. /2 In case of the company have various categories of additional paid-in other capital (deficit), namely appraisal surplus
efforts of the Company and the subsidiaries should be disclosed separately from corporate social responsibility, and should include the following matters: Policy : Disclose the resolution of the board of
for anti-corruption initiatives The information on the anti-corruption efforts of the Company and its subsidiaries should be disclosed separately from corporate social responsibility, and should include
ไปกว่าทรัพย์สินที่ต้องการป้องกันความเสี่ยง (underlying obligation) ให้บริษัทจัดการคิด company limit ที่ผู้ขายประกันความเสี่ยงแทน underlying obligation ได้ โดยให้คิดเท่ากับมูลค่าชดเชยสูงสุดที่ต้องชำระ
under a specific law; (2) being able to show that a work unit responsible for providing services as securities registrar will be established separately from other work units; (3) being able to show that
. (Specify nominees’ report separately from the direct holding of the aforesaid persons). 2. ในกรณีที่มีการได้มาและจำหน่ายหลักทรัพย์และสัญญาซื้อขายล่วงหน้าในวันเดียวกัน ให้แสดงยอดรวมของจำนวนหลักทรัพย์และสัญญา
, clarify the results of the implementation of such plan as well; - In case of issuance of debt securities with an obligation to maintain financial ratios, clarify whether or not such obligation has been
least once every six months; (5) prevent previously used passwords; (6) not display passwords on the screen while being entered; (7) store password files in encrypted form and keep them separately from
compose of personal detail, time of entering and there should be inspected that record consistently. [M] · Arranging the computer centre separately such as network zone, server zone and printer zone etc