material and likely to affect the client's benefits.Following the complaint lodged by client and examination report of Bangkok Bank Plc., the SEC further probed into the case and found that the client
Bangkok, March 1, 2016 - The SEC has suspended {A}, a securities investment consultant at Bangkok Bank PCL., for failing to inform a client of material information, which consequently incurred
BBL ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 23/01/2018 - 31/01/2018
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 28/05/2018 - 15/06/2018
SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 09/05/2024 - 16/05/2024
venture.These disputes are material information related to ALL’s financial position and business operations, which could significantly affect the company’s business. Therefore, ALL was obligated to disclose
the estimate or assumption will have a material impact on financial condition or operating performance. IX. DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES A. Directors and Senior Management 1. Identify
the remuneration paid to the issuer’s directors and senior managements that could have a material impact on the issuer’s ability to service the debt obligations. 2. Disclosure of compensation a
จบัุน (ขอมูลขั้นต่ําท่ีกําหนดในมาตรา 69 และ70) I. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS A. Directors and Senior Management ม.69 (8) ผูบริหารและผูถือหุนรายใหญของบริษัทท่ีออก หลักทรัพย