UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund | Offering Date : 12/05/2022 - 23/05/2022

Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017

(before the fifth amendment) Section 241 Civil Action Dated 01/04/2020

civil court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 Civil Action Dated 16/09/2020

court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 16/09/2020

filing a lawsuit to a civil court currently under the Court of Appeal consideration SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action

reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 278 Civil Action Dated 27/12/2021

reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 300 in conjunction with 278 Civil Action Dated 27/12/2021

environmental action plan in place. Additionally, they must communicate progress on these matters to investors according to specified criteria.  2. To strengthen the roles and responsibilities of AMCs: In

amendment include creation of preventive mechanism against conflicts of interest, selection of intermediaries to support offer for sale of mutual funds of different types that would serve different target