objective in undertaking fund management business for short and long term. Objective should be set for the short-term plan and criteria/factor for evaluation of the accomplishment of the plan should be

opinion · 2 . Qualified opinion due to (can choose more than one): ( 2.1 Misstatements that are material, but not pervasive, resulting from: ( 2.1.1 selection of an inappropriate accounting policy

Company inspects, monitors and assesses the risks affecting the achievement of the vision, objectives, goals or strategy on the operation of the Company, and identify the preventive measures at an

demonstrate that there are systems on the appointment of a custodian agent in place as follow: (1) System for selection a custodian agent to ensure that the custodian agent has a system ready for taking assets

shall comply with the following rules: (1) shall make consideration of credit rating information selection with responsibility and caution (fiduciary duties) and shall not make credit rating information

and completely. Clause 10. In the case where the securities company uses an information technology of the outsider provider, the securities company shall determine a measure for selection and

สิทธิคล้ายทุนมาเสนอให้ผู้ลงทุนเฉพาะเมื่อประเมินความเสี่ยงและผลตอบแทนแล้วเห็นว่า เหมาะสม และเป็นธรรม (product screening and selection) 2. จัดให้มีการเปิดเผยข้อมูลแก่ผู้ลงทุนอย่างเพียงพอ โดยอาจมีเครื่องมือ

knowledge and experience in reviewing the reliability the financial statements of the Company and their experience in auditing financial statements. 9.3 Selection and appointment of directors and chief

4 To select credit rating information under 18/2, securities company shall comply with the following rules: (1) shall make consideration of credit rating information selection with responsibility and

operation; risk management; selection and monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties and internal control measures to