First Select Asia Limited : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2019)
, the aforementioned services constituted transactions conducted outside the digital asset exchange.Such services shall be deemed to be the operation of a digital asset dealer business under Section 3
digital asset dealer business under Section 3 of the Emergency Decree. However, Exmix carried out such activities without obtaining the required licenses, thereby violating Section 26 and being subject to
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e-service Online Submission See canceled document Derivatives Dealer >> Registration Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivative Act B.E. 2546 16 03
e-service Online Submission See canceled document Derivatives Dealer >> Registered Companies Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act B.E
Dealer (Codefied) 15/07/2010 01/08/2010 Notification of the Securities and Exchange Commission KorThor 11/2553 Registration of Derivatives Business Operator in the Category of Derivatives Broker and
. Notification of Capital Market Supervisory Board TorThor. 22/2553 Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type (Codefied) 01/06/2010