asset such as customer’s information or information of investment units incorrect because of computer system assessment or modification by the unauthorised person”etc. (Translation) -4- Segregation of
reviewing the adequacy of the internal control at least once a year. Extra revision may be necessary in case of any incidents which have significant impacts on the companies’ operations. Such assessment
operating system of management company shall comprise of 4 chapters as follow: Chapter 1 Organisational structure of the company 1.1 Segregation of work units and responsibilities 1.2 Roles and
Exchange Commission No. Kor Thor. 9/2556 Re: Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order _____________________________ By virtue of Section 9
directors; (1) management of information technology risks which covers identification, assessment, and control of risks within the organization’s acceptable level; (2) allocation and management of information
assessment according to the degree of importance of the outsourced function; (6) information security system of a service provider for protecting the information of the intermediary and the clients; 5 Clause 9
-District No. 27167. The details of land assessment as follow; Land Assessor Date Price/Sq.wa Total Price Official Assessment 2016-2019 26,000 252,740,800 Sasipakdi Co., Ltd. 23/07/18 15,894.31 149,755,000
เป็นต้น ที่มีการดูแลรักษาทรัพย์สินของลูกค้าซึ่งต้องปฏิบัติตามหลักเกณฑ์เกี่ยวกับการดูแลรักษาทรัพย์สินของ ลูกค้า และถูกก ากับดูแลในด้าน segregation of assets อย่างเข้มงวดจากส านักงานแล้ว และประสงค์ จะท า self