with Chapter 1; (2) establishment of policies, measures, and management arrangement concerning information security in accordance with Chapter 2; (3) management of IT assets and the access control to
particular category of securities business, except for a security company operating securities business in the category of securities dealing or securities underwriting or operating securities business in any
security as well as supervise, monitor and examine compliance with such policies, measures, and operating systems, and review the suitability thereof regularly; In the interest of meeting the aforesaid
controlling [M] · Keeping a written policy of security in the place where the user and the concerned person can simply reach [M] 2. Detail of Policy · Identifying clearly the purpose and scope and having a
Re: Operational Control and Information Technology Security of Securities Companies Whereas in these days securities companies widely accept information technology as an instrument for securities
investment unit redemption of gold ETF : (a) risk management system; (b) internal control system; (c) security system for investors’ information in order to prevent unrelated and unauthorized persons from
กระบวนการพัฒนาระบบสารสนเทศ (security in development and support process) วัตถุประสงค์ เพื่อให้การพัฒนาหรือแก้ไขเปลี่ยนแปลงระบบสารสนเทศประมวลผลได้อย่างถูกต้องครบถ้วน และเป็นไปตามความต้องการของผู้ใช้งาน (change
control and information technology security as specified in the notification of the SEC Office. Clause 8. Derivatives broker shall arrange to have independent director of at least one out of four directors
security of information technology in accordance with the criteria prescribed and notified by the SEC Office. Clause 9 The derivatives broker shall ensure that at least one-quarter of the company’s directors