long information disclosure forms. This idea was well supported from both business operators and investors. SEC is therefore seeking opinions on the draft notification before it becomes into effect
, administrative orders, and administrative sanctions; 3. Information Technology Audit and Cyber Risk Supervision and inspection of information technology risk of business operators ✓ ✓ ✓ ✓ ✓ ✓ 1. Disclosure of
conditions stipulated under the brokerage agreement. Preliminary, the Company has issued a letter dated January 26, 2018 to the broker informing about the refund of the security deposit since the over of the
services are efficient, transparent, and examinable, in a bid to promote confidence towards, and integrity and security of, the overall financial system, and to improve the competitiveness and image of the
The SEC conducted public hearings on the regulations on the application for approval, the granting of approval for the association, and disclosure of information thereof during April – May 2023
(Disclosure Date : 30/05/2024) http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=755&CaseYY=2567 Investor Alert : DGC ( Digital Gold Coin) DGC ( Digital Gold Coin) : Unapproved public
derivatives business (Disclosure Date : 24/08/2022) http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=252&CaseYY=2565 Investor Alert : Facebook Page ชื่อ Real estate Facebook Page ชื่อ Real
of IT risks and risk mitigation policies, plans, and measures. For example, business continuity management, IT security, incident management, and IT asset management. (4) Proper allocation and https
) CGCodePart02_2 ) Consideration of IT risks and risk mitigation policies, plans, and measures. For example, business continuity management, IT security, incident management, and IT asset management. (4) Proper