Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses
Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of International Banks (AIB), the Association of Securities Companies (ASCO), and the Thai Listed Companies Association (TLCA), launched a project called ?A thousand baht, Start a journey to your dream? to promote investment discipline among working-age population by conveniently investing at least 1,...
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to
Bangkok, 8 March 2019 ? The SEC is seeking public comments on the proposed amendments to the rules related to private fund (PF) management to promote flexibility in consistent with the increasingly
to right offering (RO)) to give the private sector more funding flexibility while maintaining the ability to meet the targeted fund; and (3) Revise the current market price calculations, which are
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Sector Fund | Offering Date : 09/09/2022 - 16/09/2022
ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Feeder Fund ,Sector Fund | Offering Date : 11/07/2022 - 19/07/2022
other countries and has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital
has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital markets.Thus, SEC
exempting fees for application and filing submitted during February 1, 2021 and December 31, 2023. We hope this exemption will further reduce a burden to private sector in this difficult time.”