Thailand under the name of "Benson Dupont" and "Morgan Pacific" without proper licenses granted, violating Section 90 of the SEA. In addition, the operation constituted public frauds

concerning money withdrawal to mislead others. The aforesaid acts were in contravention of Section 315 of the SEA in conjunction with Sections 307, 308, 311, and 312 of the SEA. SEC Act S.315 Criminal

were in contravention of Section 315 of the SEA in conjunction with Sections 307, 308, 311, and 312 of the SEA. SEC Act S.315 Criminal Complaint Filed with an Inquiry Official Dated 18/07/2013

appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently that violate section 113 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick

to be able to operate the investment advisory service business efficiently that violate section 115 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick shall be liable for the

Ms. Nuchanat Pariksuwan Ms. Nuchanat Pariksuwan aided and abetted Mr.Theeratchanon Lapvisutisin and Ms.Supaporn Lapvisutisin to commit the offences, thereby violating section 315 of the SEA. The

Mr. Krit Proicharoen Mr. Krit Proicharoen aided and abetted Mr.Theeratchanon Lapvisutisin and Ms.Supaporn Lapvisutisin to commit the offences, thereby violating Section 315 of the SEA The Appeal

Mr. Charoemchai Chuppa Mr. Charoemchai Chuppa aided and abetted Mr.Theeratchanon Lapvisutisin and Ms.Supaporn Lapvisutisin to commit the offences, thereby violating Section 315 of the SEA. The Appeal

Mr. Taweesab Kieukkeitsak Mr. Taweesab Kieukkeitsak aided and abetted Mr.Theeratchanon Lapvisutisin and Ms.Supaporn Lapvisutisin to commit the offences, thereby violating Section 315 of the SEA. The

Mr. Porames Laongsuwan Mr. Porames Laongsuwan aided and abetted Mr.Theeratchanon Lapvisutisin and Ms.Supaporn Lapvisutisin to commit the offences, thereby violating Section 315 of the SEA. The Appeal