safeguard the interests of the clients who entrusted the management of their private funds, using knowledge and abilities comparable to professional practitioners. This case is in the process of inquiry by

reasonably to know that the receiver of such information may exploit such information for trading securities. 28/11/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as

know that the receiver of such information may exploit such information for trading securities. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows