Facebook page Divide&anz2 : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
. Pakorn Peetathawatchat, SET President revealed: “The SET did not stand by, but took every step to make sure that investors obtain accurate and adequate information in a timely manner, e.g., following up
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
management to general public. Their activities involved advertisement, general solicitation and distribution through website www.sdc.us.com.The SEC?s probe revealed that Seandar Inc. and Matthew operated
Chanchaisilp for operating unlicensed derivatives business.Sakkarin Ruamrang, SEC Assistant Secretary-General, said that ?The SEC?s probe revealed that G.O.L. (Thailand) held itself out as gold futures trading
Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2025 10:22 Investor Alert Investor Alert ( 5917 record(s) found) Name Type of action Disclosure Date Link Facebook page "Amz-Dreamy Cafe Thai COffee Daily" impersonates "PTT Oil and Retail Business Plc." Unlicensed securities and derivatives business 27/03/2025 Detail Facebook page "Amz-Dreamy Cafe Thai COffee Daily" impersonates "PTT Oil and Retail Business Plc." Website : N/A Facebook : https://www.facebook.c...
qualifications and smart contracts by SEC-approved ICO portals; (3) There might not be enough necessary information disclosed for investors.(4) These is no business operators under SEC supervision allowed
GIFT disclosed the board of directors’ resolution and information about various transactions, such as the acquisition of a subsidiary of RS and a business unit of another RS subsidiary, which will be
is compulsory to obtain an investment management business license, establish the readiness of work systems and personnel and comply with the investment policy disclosed in the mutual fund schemes and