discharged the executive or personnel responsible for the cause of prohibited characteristics of the applicant. 4.7 Having not been prohibited, suspended or restricted to undertake business by the Capital

category under the relevant supervisory law; (2) being capable of maintaining capital and reserve under relevant supervisory law; (3) not being restricted, suspended or restrained of its operation by

and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.

ดังกล่าว (restricted list) โดยควรกำหนดหลักเกณฑ์เกี่ยวกับการขึ้นบัญชีและการเพิกถอนรายชื่อหลักทรัพย์ จากบัญชีดังกล่าว รวมทั้งหลักเกณฑ์การติดตามตรวจสอบการทำธุรกรรมที่เกี่ยวข้องกับหลักทรัพย์ ในบัญชี watch

that are complete, clear and enforceable by law and sufficient for the fund to operate or to procure the benefit upon. (b) arrange for an appraisal on the infrastructure asset in accordance with the

personnel. I hereby certify that the above statements and the supplementary documentation attached herewith are complete, accurate and true. Sincerely, Signature

procedure for providing services by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information in order for the service user to choose a service or make an

and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer

following qualifications intends to participate in a regulatory sandbox , the person shall submit an application for approval to the SEC Office together with accurate and complete evidentiary documentation in

person having the following qualifications intends to participate in a regulatory sandbox , the person shall submit an application for approval to the SEC Office together with accurate and complete