support business continuity with suitability, reliability and effectiveness in order that the intermediaries are able to service with the best interest of customers and that the intermediary’s personnel are
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exchange. (4) require variation margin from the client in order to restore the amount of initial margin available when the margin rate or value is below the maintenance margin rate or value prescribed by the
necessary for carrying out critical activities ; “ critical information systems ” means information systems which support the operation of the critical activities , for example, trading systems, back-office
เป็นต้น ผู้ประกอบธุรกิจควรตรวจสอบทรัพย์สินนั้นว่าได้มีการลบ ย้าย ทำลายข้อมูลเกี่ยวกับการปรับแต่ง (configuration) ที่สำคัญ หรือปรับค่าดังกล่าวกลับไปสู่ค่าตั้งต้น (restore from factory) ด้วยวิธีการที่ทำให้
Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities Business For Which an Approval Is Required _____________________ By
, as the case may be. “ support system provider ”4 means a person approved to be a support system provider under the notification concerning support system provider . “ support system ”4 means support
Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Derivatives Business For Which an Approval Is Required _____________________